The Unintended Consequences of CA’s Top Two Primary System

California’s new “top-two” primary system has some Golden State Democrats worried. Though they’re confident about holding onto the seat being vacated by departing U.S. Senator Barbara Boxer in 2016, Democrats may come to rue the new set-up, which allows the two top vote-getters to advance to the general election, regardless of party affiliation. In a low-turnout primary crowded with vote-splitting Democratic candidates, it’s not out of the question that two Republicans could lead the field. That almost happened in one of last year’s statewide primaries.

In the June 2014 primary for state controller, two Republicans squared off against three Democrats and a Green Party candidate. Republican David Evans, an unknown accountant from Central California, spent just $600 on the race but managed to garner 850,109 votes thanks to his bare-bones ballot statement—“Most qualified for Controller”—and the clever ballot designation he put after his name: “Chief Financial Officer.” Fresno mayor Ashley Swearengin (a Republican) eventually won the primary, but Evans held the second-place spot for several days while votes were counted—putting him ahead of the two leading Democrats—until he was finally edged out. He finished fourth, with less than one percentage point separating him from the second-place finisher, Democrat Betty Yee. If Evans had held on, two Republicans would have competed in the general election, ensuring the first statewide GOP victory in almost a decade. Yee went on to beat Swearengin in November.

For Democrats, it was an uncomfortably close call. Democratic political consultant Garry South summarized the implications: “One of the lessons we’ve learned in ’12, and now in ’14, is that in a very low turnout primary, which this was, with a disproportionate share of Republicans turning out, Democrats have to be careful they don’t overload the ballot with candidates splitting too few Democratic voters.” These are the conditions of almost every California primary, however.

Reformers had hoped that the top-two primary structure would put more moderates on the general election ballot. It’s not yet clear that this is occurring. What’s certain is that the system is proving problematic for California’s Democrats, who have long dominated statewide offices. The reasons are two-fold. First, as South describes, with lower turnouts and higher percentages of Republicans participating, primaries are more challenging for California Democrats. Total voter participation figures still favor Democrats in these races, but it’s a much closer split than in the general election. Second, with a deeper bench of potential candidates, California Democrats have too many contenders for a limited number of statewide offices.

Even in traditional primaries, operatives of both parties have long practiced the art of “clearing the field” to limit the number of candidates on the ballot. The top-two primary amplifies the importance of field-clearing. Paradoxically, the new system was meant to weaken the political parties’ sway over the primary process, but it may wind up strengthening it. A reform intended to increase options for voters might actually reduce them.

The 2016 Senate primary is already exposing potential cleavages on the Democratic side. The first Democrat to declare for the seat being vacated by Boxer is state attorney general Kamala Harris, a woman of Jamaican-American and Indian descent. But discontent is mounting among Latino Democrats. The California Latino Legislative Caucus recently made a public call for a Latino to run for the Senate seat. Former Los Angeles mayor Antonio Villaraigosa contemplated a run but bowed out this week. Latino attentions have shifted to Orange County congresswoman Loretta Sanchez and Los Angeles congressman Xavier Becerra.

As Los Angeles Times Sacramento columnist George Skelton recently wrote, “Latinos feel insulted by blacks. Angelenos are suspicious of San Franciscans. Democrats are squabbling. It’s inevitable. It’s the unintended consequence of a one-party dominated state.” And the unintended consequence of a top-two primary system may well be to exacerbate these conflicts.

The Democratic Wall in CA has Leaks

The Republican election day tide which saw a gain of 7 senate seats, 13 House seats and 3 governorships across the nation banged into the Sierra Nevada wall that has often separated California metaphorically from the rest of the country with Democrats once again sweeping all the statewide offices. But this time there were leaks in the wall. Republicans apparently accomplished the party’s modest goal of keeping the Democrats from capturing a two-thirds majority in the Legislature.

The Republicans might have made a bigger splash if more money was directed toward a couple of statewide candidates in competitive races. Both Secretary of State candidate Pete Peterson and Controller candidate Ashley Swearengin came within five-percent of their opponents without substantial financial support.

As part of the national trend boosting Republicans in Congress, tight races could fall to Republicans with Doug Ose and Carl DeMaio holding narrow leads early this morning. Incumbent Republican congress members Jeff Denham and David Valadao, who were supposed to be in danger when the election campaigns began, won handily. There may even be an unexpected upset of long time Democratic Congressman Jim Costa to Johnny Tacherra in CD 16.

The Secretary of State’s website is monitoring four razor thin races on a special page of the website. The close races are defined as within two-percentage points. Those races include the Costa-Tacherra contest along with two other congressional races: Brownley-Gorrell in CD 26 (current edge to Brownley, the Democrat) and Peters-DeMaio in CD 52 (current edge to DeMaio, the Republican.)

The fourth contest on that site is an all-Democratic contest for Assembly District 39, in which Assembly Revenue and Taxation Chairman Raul Bocanegra is less than one-percentage point behind Patty Lopez. Bocanegra easily took the primary with over 62% of the vote but is in danger of losing the seat to Lopez, an education advocate. Bocanegra is a leading Democrat who tried to work with the business community.

As of this writing, Governor Jerry Brown has a 17.5% advantage over Neel Kashkari. When Brown ran for re-election in his first stint in the office 36 years ago he defeated Attorney General Evelle Younger by 19.5% of the vote. It’s hard to compare the two contests, Younger being much better known at that time than Kashkari is now, but Brown not really mounting a campaign this time.

Brown’s coattails when he chose to get involved in races did not seem very effective. He campaigned in Assembly District 16 for Tim Sbranti who as of this writing is nearly 4-percentage points behind Republican Catharine Baker. He attended a rally for incumbent Al Muratsuchi in AD 66 who has apparently lost to Republican David Hadley. Meanwhile, Brown’s many radio ads in Southern California on behalf of Jose Solorio feel flat as he lost by 20-points to Republican Janet Nguyen in Senate District 34.

This piece was originally published on Fox and Hounds Daily

Secretary of State 2014: Tight race, cautious candidates

It’s one of the few competitive statewide races in California. And befitting a close contest, Democrat Alex Padilla and Republican Pete Peterson share remarkably close visions for the job of secretary of state.

CalWatchdog.com asked the two candidates a half dozen questions about the job. The responses from both candidates, which are posted in their entirety below, show frequent agreement on the major issues as well as a similar level of caution in the curve balls we threw their way.

Both Padilla and Peterson intend to use technology to improve the office that oversees everything from the state’s election system to business registration. Both the Democrat and the Republican want to increase transparency in the state’s campaign finance disclosure system and promote greater civic engagement in the political process. Both candidates believe it should be faster and easier to start a business in California.

The pair are so similar on the issues that editorial boards have resorted to tacit endorsements of both candidates and consider each to be an improvement over the embattled incumbent, Debra Bowen, who is leaving due to term limits and has admitted having problems with depression.

“Whether you select Pete Peterson or state Sen. Alex Padilla, our expectation is that a problem-plagued, underperforming office will receive the caliber of leadership that has been lacking under two-term Democratic incumbent Debra Bowen,” the Fresno Bee observed in its editorial endorsement for Peterson.

Alex PadillaPraise for Bill Jones, Jerry Brown

The similarities even extend to their opinion of recent secretaries of state.

“Bill Jones successfully used technology to increase transparency, placing campaign finance information online, and posting live election results online in statewide elections,” Padilla said of the Republican who held the job from 1995 to 2003. Padilla also offered praise for Democratic Gov. Jerry Brown, who held the post from 1971 to 1975.

In response to the same question, Peterson, who has said he is modeling his campaign off of Brown’s past secretary-of state campaign in 1970, offered similar praise for Jones.

“Bill Jones is my Honorary Campaign Chair, and in several ways, it feels that we are both approaching the office in similar environments,” Peterson said. “Bill came to an office that had become bureaucratic and antiquated. Over his two terms, he transformed the office into one that used technology (like Cal-Access) to make government more transparent and responsive.”

Pete PetersonBoth cautious, avoid strong positions on controversial issues

On civic engagement, Padilla said he’d “prioritize greater civic education through schools and community groups.” That’s not far from Peterson’s belief that the state “can be doing a better job in civics education at the high-school level to encourage greater youth civic participation.”

But everyone supports improving civics education. What about a controversial proposal to increase youth involvement in politics by lowering the voting age?

In last month’s Scottish independence referendum, 16 and 17 year olds were allowed to vote. It was a resounding success. Young people took the franchise seriously, registered to vote and then turned out in droves.

“Across Scotland, 90.1 percent of 121,497 16 and 17-year-olds have registered to vote,” one U.K. newspaper reported.

According to the Guardian, “Scotland’s first minister, Alex Salmond, was so impressed, in fact, that he declared there was ‘not a shred of evidence for arguing that 16- and 17-year-olds should not be allowed to vote’.”

Polling showed a huge disparity in public opinion between younger voters who supported independence and older voters who opposed it.

Here in California, neither candidate for the state’s top election post was willing to embrace lowering the voting age. Both candidates demurred — only going so far as to embrace pre-registration for young voters.

Neither candidate champions disenfranchised voters with disabilities

Padilla and Peterson were similarly reluctant to champion the cause of advancing voting-rights complaints by people with disabilities.

VIDEO: Pete Peterson — Modernizing the secretary of state & cutting red tapeEarlier this year, a complaint filed by the Disability and Abuse Project alleged that Los Angeles Superior Court judges used literacy tests to deny voting rights to thousands of people with autism spectrum disorder, cerebral palsy and other developmental disabilities.

The group’s analysis of 61 conservatorship cases in Los Angeles County found that 90 percent of individuals were denied voting rights. With more than 40,000 conservatorships in California, the group extrapolates that thousands of Californians could be illegally deprived of their franchise.

Surely, the candidates for secretary of state would have an opinion about this denial of voting rights?

Padilla seemed completely unaware of the problem, offering a generic statement. “Every citizen has the right to vote and to have that vote counted,” he said. “While many people with disabilities prefer the convenience of vote-by-mail, there are privacy concerns, and some prefer to go to the polls.”

But his reply doesn’t begin to address the disenfranchisement occurring across the state, nor does it offer an opinion on whether “competency tests” should exist.

Peterson proved to be more familiar with the issue but said only that “he was hoping a court or Justice Dept decision might bring clarity to what the appropriate level of capacity should be.”

Peterson offers more specifics on transparency, business fee

About the only difference between the candidates was Peterson’s willingness to offer more specifics about his plans if elected to the position.

Peterson said he’d work to lower the business registration fee from $800 per year to $100, a level comparable with other states. He also definitely pledged to post his calendar online, a move that would aid the press and public, who currently are required to submit formal public records requests to get that information.

“I am committed to putting my calendar online so Californians know what their SoS is doing,” Peterson said.

Padilla didn’t directly answer the question, saying, “I will comply with the Public Records Act.”

While Peterson had more definitive positions on openness and transparency, he was less forthcoming about his vote for governor in the June 3 primary. In the new Top Two system, Democratic Gov. Jerry Brown got the most votes. For the second slot, the battle was between two Republicans: Assemblyman Tim Donnelly and Neel Kashkari. Kashkari won and faces Brown on Nov. 4.

Padilla voted Brown.

Peterson has refused to endorse a candidate, but said he likes Kashkari’s stance on education issues.

Text of the CalWatchdog.com interviews

What follows is the full Q&A CalWatchdog.com conducted with the candidates.

Question: In the June Primary, whom did you vote for governor?

Padilla: Jerry Brown

Peterson: While I’m not endorsing candidates, I can repeat what we discussed in an earlier email exchange, that I like Neel’s focus on jobs and education. And, more recently, I was disappointed with Governor Brown’s decision to oppose the Vergara verdict, which I view (as the judge did, and Neel does) as a civil rights decision.

Question: In Scotland, 16 and 17 year olds were allowed to vote on the independence referendum. Should we lower the voting age in California?

Padilla: I support legislation to allow 15-, 16-, and 17-year-olds to pre-register to vote, so that they are automatically eligible to vote when they turn 18. And to increase turnout among young voters, I will prioritize greater civic education through schools and community groups.

Peterson: I don’t support lowering the voting age, but we can be doing a better job in civics education at the high school level to encourage greater youth civic participation, and I will be making proposals in this area. I do support the pre-registration of 17 year olds, and know we must reform our motor-voter registration system to make this easier to do.

Question: Business documents: As secretary of state, will you commit to putting all business registration documents online? Right now, there’s a processing delay and fee for copies. It’s unclear why the documents cannot be posted online. What other changes can we expect in the area of the office’s business programs?

Padilla: We need to make it easier and quicker to start a business in California. The first stop for entrepreneurs starting a new business is the Secretary of State’s office, and the business filing process should take no more than five business days. In the past, business owners have waited weeks, or even months, to get their registrations approved. That’s unacceptable. And yes, I will work to enable businesses to file online.

Peterson: I am committed to transitioning as many business filing processes to an online platform as soon as possible – particularly business registration and the filing of Statements of Information by LLCs. I am also committed to bringing transparency to how the $800/yr Business Franchise Tax is “spent” in Sacramento, then I will fight to reduce to $100 – similar to other states we compete against for small business jobs.

I am also exited about reforming the SoS office into a data gathering office on our “small business climate”, modifying our business registration and dissolution forms to survey businesses as to why the starting up in, and (unfortunately) leaving the state or closing. I want to make this data available on an annual basis.

Question: Openness and Transparency: Will you promise to post your calendar online? How will your administration interpret the California Public Records Act? Under what circumstances will you pursue an exemption from disclosure? What can voters expect in the area of openness and transparency?

Padilla: I will comply with the Public Records Act. I have proudly sponsored legislation to increase transparency and help restore trust in government, including requiring weekly disclosure of all campaign contributions and online disclosure of all advertisements. I will continue to push for greater disclosure if elected Secretary of State.

Peterson: First, I am committed to putting the SoS budget up online in a format that’s understandable by a 10-year old and an 80-year old. I have done some of this work with cities, and advise a data visualization company in Mountain View called OpenGov.com. Whether that platform or similar, we need transparency to how money is being spent in this agency.

I am committed to putting my calendar online so Californians know what their SoS is doing.

I’m not sure how to answer the PRA question. I have been a long-time advocate for government transparency, and promise to bring this perspective to the SoS office.

On a related matter, I am committed to fully cataloging the data resources compiled by the SoS office (in both voter engagement and business engagement), and making that data available (in a secure but “open” format) to all Californians who want to develop their own applications and visualizations. I look forward to working with civic tech organizations (like MapLight, others) to help them develop applications that are helpful to all Californians – whether in campaign finance reporting or business data reporting.

Question: Of recent CA Secretaries of State, who do you think did the best job, and most closely reflects your approach to the office?

Padilla: I admire Jerry Brown for sponsoring legislation to reform campaign finance reporting, and when that failed, he worked with citizen groups to pass the Political Reform Act of 1974.

I respect Bruce McPherson [Republican secretary of state from 2005-07] for visiting with election officials in each of California’s 58 counties, as I have during my campaign. Listening and learning from local elected officials is crucial to understanding how our elections work on the ground.

Bill Jones successfully used technology to increase transparency, placing campaign finance information online, and posting live election results online in statewide elections.

Debra Bowen did the right thing in decertifying unauditable electronic voting machines when legitimate questions were raised about the reliability and security of the vote.

Peterson: Over the last 20 years, Republicans have proven to be excellent Secretaries of State. Bill Jones is my Honorary Campaign Chair, and in several ways, it feels that we are both approaching the office in similar environments. Bill came to an office that had become bureaucratic and antiquated. Over his two terms, he transformed the office into one that used technology (like Cal-Access) to make government more transparent and responsive. He’s also known by “good government” advocates as conducting the operations of the office in a non-partisan way. He worked well with staff, and demonstrated a real commitment – again, over two terms – to the office.

I also know that Bruce McPherson was an excellent Secretary of State in his (almost) two years in the office. He, too, brought a non-partisan commitment to the office.

Question: In late July, Pete Peterson said he was “looking into the story” of disabled citizens being denied their right to vote. The complaint alleges people with disabilities were barred from voting. What are your thoughts on the disenfranchisement of disabled voters?

Padilla: Every citizen has the right to vote and to have that vote counted. While many people with disabilities prefer the convenience of vote-by-mail, there are privacy concerns, and some prefer to go to the polls. For those who prefer poll voting, counties are working to accommodate people with disabilities. In some counties, for example, there are provisions for curbside voting.

Peterson: I think what I said is that I wanted to “[follow] the case” as I was hoping a court or Justice Dept decision might bring clarity to what the appropriate level of capacity should be.

Question: Should Debra Bowen resign? Are you concerned about the administration of the upcoming election?

Padilla: The nuts and bolts of elections are administered at the local level, by county clerks and elections officials. I’ve met with elections officials in every one of California’s 58 counties and they are prepared for the November 2014 election.

I do not think it is necessary for Secretary Bowen to resign and I believe it would be disruptive this close to the election. During Secretary Bowen’s eight years in office, we have had 7 regular elections and 46 special elections, and we have not had controversies such as butterfly ballots or hanging chads. I intend to be a more active and visible Secretary of State as we work to modernize the office.

Peterson: The premise of my campaign has been that the office has not had committed, creative leadership for many years, and has regressed (relative to other states) in both voter engagement and business engagement. As of today, I don’t think we have a clear sense of how much time the Secretary is committing to the operations of the office, so I can’t say to what degree administration of the office is suffering.

This article was originally published on CalWatchdog.com

A Republican in Santa Monica: Is Top Two an Antidote to “Rational Ignorance”?

This article was originally published on Fox & Hounds Daily:

My good friend, Joe Mathews, has thrown a couple gauntlets at my feet (here and here) regarding my support of the Top Two. In one piece, he cites the results of Oregon’s Citizens’ Initiative Review (some form of which I’d like to see here), and in a second, he indicates that Neel Kashkari’s campaign for governor has been harmed by it. At the foundation of Joe’s arguments is the issue about which we are both most concerned: the Top Two’s (Open Primary) effects on civic participation.

Readers should take a look at the tremendous “work product” fashioned by a group of “regular” Oregonians invited into a policy discussion about a complex political reform, as it outlines the real trade-off’s involved. While not determinative of a measure’s outcome, the Review is incorporated into Oregon’s Voter Information Guide to provide voters with an “informed citizen’s view” of a particular ballot initiative.

The “citizens’ jury” viewed the measures adverse impacts on third parties, and the fact that certain “Home Rule” counties with different election systems would have difficulty integrating Top Two as being significant arguments. Joe is accurate in pointing that the Oregonians involved in the Review “voted” 14 to 5 against it, but the genius of the American Republic is its flexibility: what works in Oregon might not work in California and vice versa.

And as I looked back over the Voter Information Guide California voters received back in 2010 (when Prop 14/Top Two was on the ballot), I see many of the same arguments made both for and against, but California’s voters decided in favor of the measure by about 400,000 votes. (I should add that the side-by-side argument layout used by Oregon is a design concept we should bring to our Voter Guide.)

But I want to address a couple of Joe’s points directly. First, I’m not sure how an argument can be made that the Open Primary adversely affected Neel’s run for governor. Is Joe suggesting that Neel would have received more publicity had he been running in a party primary? Or that he would have won by a larger margin in a party primary?

To the first question, the primary race was one of the most contentious in recent years on the Republican side, with Neel making up significant ground to earn his spot in the general election. Along the way, the press did a solid job of bringing attention to a race that in many ways outlined the significant size of the California GOP’s “tent”. Neel has continued to build on that coverage now that he is the party’s representative in November, doing extremely well in a debate, and putting forth an identity of the party as one that truly cares about the poor and middle class.

To the second question about the margin of victory, it is arguable that the No Party Preference (NPP) voters now able to participate in the Open Primary (where they were not allowed to participate in a standard party primary) helped get Neel’s more moderate Republican campaign past Tim Donnelly’s.

On the question about Top Two’s impact on civic engagement, I have to become more personal: speaking as a Republican in Santa Monica. It’s not easy being a Republican here, but it’s fun. Getting one’s “McCain for President” lawn signs set on fire…twice (as happened to a friend of mine) gives you a sense of the mood here in this city that prizes its (ahem) “diversity”.

But it is here, where the Top Two is (or, at least, should be) promoting civic participation. Back to that Oregon CIR, where in one of its conclusions about the reform found, “those Democrats and Republicans who live in districts dominated by the other party. Their party’s candidates for key offices have no real chance in the General election.”

In the 2012 Assembly race here (50th AD), the primary – though with a close race for second with Republican, Brad Torgan – produced two Democrats: Richard Bloom and Betsy Butler. In the hard-fought general election campaign that followed, Bloom was able to garner Republican endorsements, and framed himself – as I believe he is – as a pro-business Democrat.

As our recently released research has noted, one of the major reasons Californians have said they didn’t vote in the 2010 cycle was “wondering if their vote would matter.” Our political scientists out there know the term for this is “rational ignorance” – the rational belief that because one vote out of millions won’t make much of a difference, ignoring the whole voting process makes, at least some, sense.

But in the 2012 Assembly race between two Democrats, I knew not only did one of the candidates have to appeal to me to win, but that my vote would actually (finally!) have an impact on a general election result. And the final results – a razor thin win for Bloom – proved that case.

Once again, in this 2014 cycle my ballot for the local state senate race will have two Democrats on it, and once again, one of the candidates (Ben Allen) is trying to gain Republican support and endorsements, framing himself as the more fiscally conservative between two candidates. In full disclosure, I know and like Ben personally, but even if I didn’t, I will know that come November my vote in this race will very much have an impact on the final result – combating “rational ignorance”.

At the same time, in both of the races I’ve cited here, more liberal Democrats – who may have sat out a general election in their “safe district” – will also know that if they want to determine the winner, they, too, will have to “get out the vote” in order to defeat a more centrist opponent.

Now I understand that there aren’t many places like Santa Monica, but if Bill Bishop and his best-selling book The Big Sort are to be believed, Americans are increasingly moving to places where they share similar political leanings as their neighbors (a dynamic true for Republicans and Democrats). Non-partisan redistricting and the Top Two appear to be two reforms that can help to address the civic participation challenges of a geographically polarized electorate.

I agree with Joe, that we’ve seen a decrease in voting participation with the Top Two, but this decline should be put in the context of a disturbing national trend – one that is occurring in states with party primaries too – and here we are only in our second statewide cycle with the process in place.

I also agree with Joe that a major downside of the Top Two is the significant negative impact it weighs on third/fourth parties. But I believe there are ways to at least ameliorate these issues through a more robust write-in program for the general election, and, in any event, the positive trade-offs of the Top Two outweigh the negatives…especially in the growing number of “Santa Monica’s” (and its Republican equivalent).

Pete Peterson is a candidate (R) for California Secretary of State, and Executive Director of the Davenport Institute for Public Engagement at Pepperdine’s School of Public Policy